Broker Check

Our Process

A Personal Process

For clients seeking a deeper–personal relationship founded on trust and experience, Prism Financial Group provides a rare opportunity. In addition to working with a fiduciary who prioritizes your interests in every way, clients benefit from partnering with an independent firm. In short, Prism is service-oriented — not sales oriented.

We affirm our client commitment through our rigorous and time-honored approach. As conferred by the CFP® Board of Standards, our six-step process goes as follows:

Establishing Relationship

Successful planning starts with trust. We dedicate our initial meeting to learning about you and your life, both inside the financial world and beyond it. We will discuss and agree on the scope of work you will engage us with, along with all fees and other costs.

Gathering Data and Goals

We seek to gain a thorough understanding of who you are and what you value most. Working from that foundation, we can create your custom plan and build a framework to grow and protect your wealth.

Evaluating Financial Status

In addition to exploring your goals, we analyze your risk tolerance, business commitments, family situation and more. By conducting a thorough evaluation of your current financial situation, we can develop strategies engineered to achieve your goals.

Develop and Present Our Recommendations

All of our proposals are dependent upon your review and endorsement. Through every stage of our partnership, we are committed to enhancing your understanding of the strategies in place.

Implementing Your Plan to Action

To protect your financial future, we will ensure all areas of your plan meet your expectations. While implementing your custom strategies, we will coordinate our process with additional members of your team, including legal, accounting, and trust professionals.

Monitoring Your Progress

Comprehensive wealth management plans adapt to the unexpected. As markets and economies change, your financial plans must have the elasticity to meet your unique and evolving needs. Through ongoing strategy meetings and reviews, we will stay vigilant and work alongside you to your continued success. Our ongoing attention to the composition and performance of your portfolio, and our communication with each of our clients, distinguishes Prism as a truly client-focused firm.