Theresa Shmidl

Theresa Shmidl

Chief Compliance Officer

As our Chief Compliance Officer, Theresa is in charge of overseeing and managing compliance issues within Prism.  She ensures that Prism is complying with regulatory requirements and that Prism and its employees are complying with internal policies and procedures.  She also facilitates all asset management and financial planning fee procedures and calculations.

Theresa graduated from the University of Kansas with a double major in Business Administration and Accounting.  Upon graduation, she worked in public and private accounting for the next 6 years.  Theresa left accounting after the birth of her twin girls and is now able to work part-time for Prism while being a full-time mom.